JBrandonConsulting, LLC - FINRA Securities Arbitration Consultants & Expert Testimony
Issues frequently mentioned in Statements of Claim



  • Abuse of Discretion
  • Auction Rate Securities
  • Breach of Fiduciary Duty
  • Broker Recruiting
  • Buy-In / Sell-Out
  • Churning
  • Commodities Futures
  • Corporate Bonds
  • Dividends
  • Due Diligence issues
  • Employment Agreement/ Contract Disputes
  • Failure To Supervise
  • Government Bonds
  • Limited Partnerships
  • Margin
  • Margin Calls
  • Misrepresentation
  • Municipal Bonds
  • Negligence
  • Omission of Facts


  • Options/Option Exercise
  • Preferred Stock
  • Private Placements
  • Promissory Notes
  • Real Estate Investment Trusts
  • Recruiting Inducements
  • Registered Investment Advisors
  • Regulation D offerings
  • Rights / Warrants
  • Selling Away
  • Stock Splits
  • Standard Securities Industry Practices and Procedures
  • Stock Transfer
  • Stop/Limit/Market Orders
  • Suitability
  • 1031 Tenant In Common Real Estate Exchanges
  • Training Contracts
  • Unauthorized Trading
  • Initial Underwriting/Secondaries
  • Wrap Accounts/Managed accounts

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